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The Regulator Asks “Show Me Every AI Interaction

Can you pull that report before lunch?

Invisible by Default

AI tools weren't built for compliance logging

Users run hundreds of AI prompts daily, but most AI platforms don't generate the audit records regulators expect. No record of what data was sent, which model processed it, or what came back. The gap isn't negligence - it's a missing layer.

No Supervision Layer

Oversight requirements, no oversight tooling

FINRA Rule 3110 requires supervision of electronic communications, and AI interactions qualify. But most AI tools offer little or no supervisor dashboards, exception flagging, review workflows, or user feedback capture.

Exam-Ready?

Producing evidence shouldn't take months

Regulatory exams require complete records of AI activity. Most AI tools simply weren't designed with this in mind. Producing evidence shouldn't mean stitching logs from multiple systems under deadlines. It's not your fault, but it sure can look like it.

What if every AI interaction was automatically logged, searchable, and export-ready?

GPTfy's Security & Trust Layer creates a Security Audit Record for every AI request - who, what, when, why - stored securely in your Salesforce org.
Exception reporting built in. Exam-ready in a few clicks.

Complete Audit Trails
100%
AI Interactions Logged
6 Years
Configurable Retention (FINRA Compliant)
Minutes
Not Months to Export for Exams
Supervisor Review

Dashboard for Compliance Officers

GPTfy ships with AI Insights, Quality Insights, and ROI dashboards - all built on native Salesforce reporting. Review by user, role, prompt, department, or object.

AI Audit Log - Last 30 Days

TimestampUserPrompt CommandRecordModelStatus
2026-01-29 14:23:15 UTC
Sarah Chen
Sales Rep
Summarize CaseCase-00012345GPT-4✓ Processed
2026-01-29 14:18:42 UTC
Marcus Johnson
Service Agent
Classify EmailEmail-98765Claude✓ Processed
2026-01-29 14:12:08 UTC
Priya Patel
Account Manager
Extract Account InfoAccount-ABC123GPT-4✓ Processed
2026-01-29 13:58:31 UTC
David Kim
Claims Analyst
Sentiment AnalysisCase-00012344Azure OpenAI✓ Processed
Security & Trust Layer

Everything Regulators Require, Logged Automatically

GPTfy logs every piece of information regulators require for AI supervision and recordkeeping.

User & Context

Who did what, when, and where

  • User ID and role
  • Timestamp (UTC + Local)
  • Record ID and object type
  • Prompt Command executed

Input & Output

Full mask-to-unmask chain per record

  • Full prompt text with grounding rules
  • Masked data sent to AI
  • AI response (without PII)
  • De-masked response shown to user

Content Safety

AI provider screening + toxicity scoring

  • Hate, violence, self-harm screening (prompt + response)
  • Jailbreak attempt detection
  • Protected material detection (text + code)
  • Toxicity score (normalized across AI models)

Metadata & Feedback

Model details and human-in-the-loop review

  • AI model, version, system fingerprint
  • Processing time, token count, cost
  • User feedback (thumbs up/down + category + detail)
  • Unified field mapping across AI providers
Governance Capabilities

Built for Enterprise Compliance Teams

Everything you need to pass regulatory exams and internal audits.

Exception Reporting

  • Track user-reported issues: Users flag partial responses, made-up responses, or irrelevant responses with detailed feedback
  • Track system failures: Log AI errors, timeout events, or failed requests

Export & Reporting

  • Build Salesforce reports: Create custom audit dashboards and reports using native Salesforce reporting tools
  • Export with one click: Download audit logs as CSV, JSON, or Excel with date range, user, and keyword filters

Retention Policies

  • Set retention by policy: FINRA (6 years), HIPAA (3 years), SOX (7 years), or define a custom period
  • Auto-purge older records: GPTfy automatically deletes logs older than your retention period - no third-party tools or manual cleanup needed

Role-Based Access

  • Control supervisor access: Compliance officers see all logs; users see only their own
  • Track changes: Enable Field History Tracking to log any modifications to audit records
Regulatory Compliance

Meet Industry-Specific Recordkeeping Requirements

GPTfy's audit logs satisfy key regulatory requirements across Financial Services, Healthcare, and Insurance.

Industry
Regulation
Requirement & GPTfy Compliance
Financial Services
FINRA Rule 4511
Requirement: Books and records must be preserved for 6 years.
GPTfy: Configure 6-year retention in minutes. Logs stored in your Salesforce org. Built-in auto-purge after retention period.
Financial Services
FINRA Rule 3110
Requirement: Supervision & review of electronic communications.
GPTfy: Supervisor dashboards. Review AI interactions. Flag restricted terms. Export for compliance review.
Financial Services
SEC Rule 17a-4
Requirement: Electronic records must be preserved and accessible for required retention periods.
GPTfy: Audit logs stored in Salesforce custom objects with configurable retention. Access restricted via profiles and permission sets. Field History Tracking available for change monitoring.
Healthcare
HIPAA §164.312(b)
Requirement: Audit controls to record and examine activity in systems containing PHI.
GPTfy: Logs every AI interaction involving PHI - who ran the prompt, what was masked, what the AI returned. Export for HIPAA audits.
Healthcare
HITECH Act §13402
Requirement: Breach notification if unsecured PHI compromised.
GPTfy: Security Audit Records show if any PHI was masked or accessed as part of AI interactions. Helps determine breach scope and notification requirements.
Insurance
NAIC Model Law #668
Requirement: Insurance data security model law requiring investigation and notification of data breaches.
GPTfy: Security Audit Records capture when sensitive data was sent to AI, what was masked, and by whom. Supports breach scope determination and notification requirements.
All Industries
GDPR Article 30
Requirement: Records of processing activities (ROPA) - data controller obligations.
GPTfy: Logs document AI processing of personal data. Who, what, when, why. Export for GDPR audits.
Common Questions

Frequently Asked Questions

The questions your compliance and security teams will ask - and the answers that accelerate review.

100% in your Salesforce org. GPTfy has no external servers, no data warehouse, no caching layer.

Audit logs are written to Salesforce custom objects inside your org. The data never leaves your infrastructure. Your Salesforce admin controls retention policies, access permissions, and export rules using the same tools they already use for any other Salesforce data.

GPTfy cannot access your logs remotely. There is no phone-home, no telemetry, and no external synchronization.

Every AI Interaction. Logged, Searchable, Export-Ready.

Complete audit trails stored in your Salesforce org. Supervisor dashboards. One-click export for FINRA, HIPAA, and SEC exams.

*GPTfy provides technical capabilities to support regulatory requirements. Your organization is responsible for compliance policies and procedures.